本书几乎完全是基于已经发表了的资料完成的,这些资料中的大多数为日文资料。除了相当多的现代学者的历史著作、专著和论文外,这些资料包括了许多幕府末期、明治初期的人物就有关事件写就的著作。幕府记录的一部分已经出版了,特别是与外交事务相关的记录(参见《大日本古文书:幕末外国关系文书》)。早期明治档案的一部分也得出版(如《大日本外交文书》)。有少许藩国记录得以出版(如松平春岳的越前藩从《昨梦纪事》开始的记录)。众多维新政治的参与者的信件和文书都被印刷出来供使用,如大久保利通和木户孝允的日记(主要见于日本史籍协会系列)。此外,还有一两种被称之为“实记”(jikki)的古旧合集,在那里,相关文件被搜集在一起,并有最低限度的解说(如与岩仓具视和岛津久光相关的文献);还有一些“权威的”传记,尽管它们往往是对先辈表示崇敬的结果,但仍旧追随中国的传统给出了许多相关文献的完整记录。详细的地方史也为数众多:较早的有如关于长州的末松谦澄的(《防长开展史》);较近的有如记述萨摩的(《鹿儿岛县史》)。
所有这些资料总计多达几百册,从中我只能使用一部分。这些著作中的一小部分我做了完全的阅读。但是,对于其余的部分,我采取了抽样的方式加以利用:有时,我首先确认那些看来属于关键的话题或事件,然后尽可能地寻找与它们相关的史料和资料;在另一些时候,我追随日本学者的引证和参考文献寻找资料,这一作业的覆盖范围达到实际可能的地步。我之所以能够做到这一点,是因为可用的日文文献非常完备,且覆盖话题众多,它们提供了详细的记述(尤其是1939-1941年出版的“官修”六册巨著《维新史》),并给出了在学者那里经常可以看到的互相冲突的观点(如冈义武、远山茂树、坂田吉雄和田中彰)。
我知道还有许多资料未被我使用,或者使用不当。专家无疑将从以下所列的著作名单中发现遗漏。不过,这个名单仅仅意在提供本书注释中引用过的著作的详细信息,并佐之以最低限度的解释性评论,而非给出与维新史相关的参考文献。
本书文献参考目录使用如下所示的缩略语:
BGKM Dai Nihon Komonjo: Bakumatsu Gaikoku Kankei Monjo(《大日本古文书:幕末外国关系文书》)
BSOAS Bulletin of the School of Oriental and African Studies,University of London(伦敦大学《东方和非洲学院记录》)
JAS Journal of Asian Studies (《亚洲研究杂志》,原为《远东季刊》)
TASJ Transactions of the Asiatic Society of Japan (《日本亚洲学会会刊》)
F.O.Foreign Office archives in the Public Record Office,London(藏于公共记录办公室的《外交事务档案》,伦敦;在每一个F.O.引用中,均先给出相关的序列数——F.O.46,F.O.391或F.O.410——然后在竖划线后给出相关册数号,如F.O.46/82。)
A dams,F.O.The History of Japan.2 vols.,2d ed.London,1875.Includes an account of events during the period of his own diplomatic service in Japan; especially useful for the early years of Meiji.
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Borton,Hugh.“Peasant Uprisings in Japan of the Tokugawa Period,” TASJ,2d Ser.,vol.16 (1938): 1-219.
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Brown,Sidney D.“ōkubo Toshimichi and the First Home Ministry Bureaucracy: 1873-1878,” in Silberman and Harootunian,eds.,listed below,pp.195-232.
Burks,Ardath W.“A ‘Sub-leader’ in the Emergence of the Diplomatic Function: Ikeda Chōhatsu (Chikugo no Kami),1837-1879,” in Silberman and Harootunian,eds.,listed below,pp.289-322.
Chambliss,W.J.Chiaraijima Village : Land Tenure,Taxation,and Local Trade,1818-1884.Tucson,Ariz.,1965.
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Conroy,Hilary.The Japanese Seizure of Korea : 1868-1910.A Study of Realism and Idealism in International Relations.Philadelphia,1960.
Craig,Albert.Chōshū in the Meiji Restoration.Cambridge,Mass.,1961.
——.“Kido Kōin and ōkubo Toshimichi: A Psychohistorical Analysis,” in Craig and Shively,eds.,listed below,pp.264-308.
——.“The Restoration Movement in Chōshū,” in Hall and Jansen,eds.,listed below,pp.363-373.
——.“Science and Confucianism in Tokugawa Japan,” in Jansen,ed.,Changing Japanese Attitudes,listed below,pp.133-160.
Craig,A.,and D.Shively,eds.Personality in Japanese History.Berkeley,Calif.,1970.
Dai Nihon Gaikō Bunaho.Edited by Japanese Ministry of Foreign Affairs(Gaimushō); multivolume work,in progress.Tokyo,1936 to date.A valuable,though selective,edition of documents on Japanese foreign policy,starting in 1868,drawn from the archives of the Gaimushō.Later parts appear under the title Nihon Gaikō Bunsho.
Dai Nihon Komonjo : Bakumatsu Gaikoku Kankei Monjo.Edited by ShiryōHensanjo; multivolume work,in progress.Tokyo,1911 to date.A very full collection of documents on Japanese foreign policy,drawn from various sources and starting from the Perry negotiations of 1853.
Dai Saigō zenshū.3 vols.Tokyo,1926-1927.The standard edition of the collected works of Saigō Takamori; includes both letters and memorials,but is by no means complete.
Date Muneki zaikyō nikki.Tokyo,1916.
“Diary of an Official of the Bakufu,” TASJ,2d Ser.,vol.7 (1930): 98-119.Translation of a Japanese account of negotiations with Perry in 1854.
Dore,R.P.Education in Tokugawa Japan.London,1965.
Earl,D.M.Emperor and Nation in Japan : Political Thinkers of the Tokugawa Period.Seattle,1964.
Egashira Tsuneharu,“Saga-han ni okeru yōshiki kōgyō,” in Honjō,ed.,Bakumatsu keizaishi kenkyū,listed below,pp.59-100.
Foreign Office,Great Britain.Confidential Prints,Japan (F.O.410).Public Record Office,London.Foreign Office correspondence printed for the information of the Cabinet (chiefly from F.O.46,below).
——.General Correspondence,Japan (F.O.46).Public Record Office,London.Archive of the British Foreign Office,including correspondence with its representatives in Japan,starting from 1859.
——.Hammond Papers (F.O.391).Public Record Office,London.Manuscript correspondence of Edmund Hammond,Permanent Under-Secretary at the British Foreign Office.Includes most of his semiprivate correspondence with British representatives in Japan (the rest being in F.O.46,above).
Fox,Grace.Britain and Japan,1858-1883.Oxford,Eng.,1969.
Fukaya Hakaji ( Hiroharu ).Kashizoku chitsuroku shobun no kenkyū.Tokyo,1941.
Fukuchi Genichirō.Bakufu suibō ron.Tokyo,1926 [1892].
Fukushima Masao.Chiso kaisei no kenkyū.Tokyo,1962.
Fukushima Nariyuki.Yoshida Tōyō [biography].Tokyo,1926.
Fukuzawa Yukichi.The Autobiography of Fukuzawa Yukichi.Translated by E.Kiyooka.Tokyo,1934.
Furushima Toshio.“Seiritsu-ki kisei jinushi-sei no seikaku,” in Meiji ishin to jinushi-sei,listed below,pp.3-27.
Godai Tomoatsu den [biography].Edited by Godai Ryūsaku.Tokyo,1936[1933].
Goodman,G.K.The Dutch Impact on Japan (1640-1853).Leiden,1967.
Gubbins,J.H.The Progress of Japan,1853-1871.Oxford,Eng.,1911.
van Gulik,R.H.“Kakkaron,a Japanese Echo of the Opium War,” Monumen- ta Serica,4 (1939-1940): 478-545.
Hackett,Roger F.“The Meiji Leaders and Modernization: The Case of Yamagata Aritomo,” in Jansen,ed.,Changing Japanese Attitudes,listed below,pp.243-273.
——.Yamagata Aritomo in the Rise of Modern Japan,1838-1922.Cambridge,Mass.,1971.
Haga Noboru.Bakumatsu shishi no seikatsu.Tokyo,1965.
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——.“Feudalism in Japan—a Reassessment,” Comparative Studies in Society and History,5,1 (1962): 15-51.Reprinted in Hall and Jansen,eds.,lis- ted below,pp.15-51.
——.Government and Local Power in Japan,500 to 1700.A Study Based on Bizen Province.Princeton,N.J.,1966.
——.“A Monarch for Modern Japan,” in Robert Ward,ed.,listed below,pp.11-64.
Hall,J.W.,and M.B.Jansen,eds.Studies in the Institutional History of Early Modern Japan.Princeton,N.J.,1968.
Hani Gorō.“Meiji ishin kaishaku no hensen,” in Meiji ishin-shi kenkyū,listed below,pp.772-792.
Hansei ichiran.2 vols.Tokyo,1928-1929.Returns of revenue,population,etc.,made to the Meiji government,c.1869.
Hara Heizō.“Tenchūgumi kyohei shimatsu-kō,” Shigaku zasshi (2 parts),48(1937),9: 1115-1151; and 10: 1223-1251.
Harootunian,Harry D.“Jinsei,Jinzai,and Jitsugaku: Social Values and Leadership in Late Tokugawa Thought,” in Silberman and Harootunian,eds.,listed below,pp.83-119.
——.Toward Restoration.The Growth of Political Consciousness in Tokuga- wa Japan.Berkeley,Calif.,1970.
Harris,Townsend.The Complete Journal of Townsend Harris,First American Consul General and Minister to Japan.Edited by M.E.Cosenza.New York,1930.
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Hirano Yoshitarō.Nihon shihonshugi shakai no kikō.Rev.ed.Tokyo,1950.
Hirao Michio.“Bakumatsu rōnin to sono hogo oyobi tōsei,” in Meiji ishin-shi kenkyū,listed below,pp.527-578.
——Yamauchi Yōdō [biography].Tokyo,1961.
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——.The Social and Economic History of Japan.Kyoto,1935.
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——.Gakusetsu hihan Meiji ishin ron.Tokyo,1961.
——.[Zōtei] Meiji ishin no kokusaiteki kankyō.Tokyo,1966.
lshin-shi.Edited by Ishin Shiryō Hensan Jimukyoku.6 vols.Tokyo,1939 - 1941.
The standard political history; traditional in methodology.
Ishin shiryō kōyō.10 vols.Tokyo,1937-1939.A guide to historical materials,which are listed under events,arranged chronologically.
Itō Hirobumi den [biography].Edited by Shumpo Kō Tsuishōkai.3 vols.Tokyo,1940.
Itō Kō zenshū.3 vols.Tokyo,1927.An early and very incomplete collection of the papers of Itō Hirobumi.
Iwakura Kō jikki.3 vols.Tokyo,1927.A valuable collection of Iwakura Tomomi's papers and materials concerned especially with the Court.First published in 2 vols.in 1906.
Iwakura Tomomi kankei monjo.Edited by Nihon Shiseki Kyōkai.8 vols.To- kyo,1927-1935.Iwakura's letters,memorials,and related papers.
Iwata Masakazu.ōkubo Toshimichi : The Bismarck of Japan.Berkeley,Calif.,1964.
Jansen,Marius B.“Mutsu Munemitsu,” in Craig and Shively,eds.,listed above,pp.309-334.
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——,ed.Changing Japanese Attitudes Toward Modernization.Princeton,N.J.,1965.
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——,ed.Meiji ishin jimbutsu jiten : Bakumatsu-hen.Tokyo,1966.
Nihon Gaikō Bunsho.See Dai Nihon Gaikō Bunsho.
Nihon kindaishi jiten.Edited by Kyōto Daigaku Kokushi Kenkyūshitsu.Tokyo,1958.Particularly useful for its statistical and other tables.
Niwa Kunio.“Jinushi-sei sōshutsu no seiji katei ni tsuite,” in Meiji ishin to jinushi-sei,listed above,pp.247-291.
——.Meiji ishin no tochi henkaku :ryōshuteki tochi shoyū no kaitai wo megutte.Tokyo,1968 [1962].
Norman,E.H.Andō Shōeki and the Anatomy of Japanese Feudalism (TASJ,3d Ser.,vol.2).2 vols.Tokyo,1949.
——.Japan's Emergence as a Modern State.New York,1940.
——.Soldier and Peasant in Japan :The Origins of Conscription.New York,1943.
Numata Jirō.Bakumatsu yōgaku shi.Tokyo,1950.
ōe Shinobu.“Kumamoto-han ni okeru hansei kaikaku,” in Horie Hideichi,ed.,listed above,pp.15-60.
Oka Yoshitake.Kindai Nihon no keisei.Tokyo,1947.
ōkubo Toshimichi monjo.Edited by Nihon Shiseki Kyōkai.10 vols.Tokyo,1927-1929.The standard edition of ōkubo's papers,supplementing the material in Katsuda's biography.
ōkubo Toshimichi nikki [diary].Edited by Nihon Shiseki Kyōkai.2 vols.Tokyo,1927.
ōkuma Shigenobu kankei monjo.Edited by Nihon Shiseki Kyōkai.6 vols.Tokyo,1932-1935.This edition of ōkuma's papers is now being superseded by a much fuller one (which I have not used).
Oliphant,Laurence.Narrative of the Earl of Elgin's Mission to China and Japan in the Years 1857,'58,'59.2 vols.Edinburgh and London,1859.
Ono Takeo.Gōshi seido no kenkyū.Tokyo,1925.
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ōtsuka Takematsu.“Fukkoku kōshi Léon Roches no seisaku kōdō ni tsuite,”Shigaku zasshi (2 parts),46 (1935): 809-850,982-1001.
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Pittau,Joseph.Political Thought in Early Meiji Japan,1868-1889.Cambridge,Mass.,1967.
Pyle,Kenneth B.The New Generation in Meiji Japan.Problems of Cultural Identity,1885-1895,Stanford,Calif.,1969.
Redesdale,Lord [A.Mitford].Memories.2 vols.London,1915.
Saimu kiji.Edited by Nihon Shiseki Kyōkai.Tokyo,1922.The records of Matsudaira Shungaku of Echizen for the period May to Sept.1862,with a brief narrative of events from Aug.1858 to May 1862.Cf.Sakumu kiji and Zoku saimu kiji.
Sakai,Robert K.“Shimazu Nariakira and the Emergence of National Leader- ship in Satsuma,” in Craig and Shively,eds.,listed above,pp.209-233.
Sakamaki,S.Japan and the United States,1790-1853 (TASJ,2d Ser.,vol.18).Tokyo,1939.
Sakata Yoshio.Meiji ishin shi.Tokyo,1960.
——,ed.Meiji ishin-shi no mondai-ten.Tokyo,1962.
—— and John W.Hall.“The Motivation of Political Leadership in the Meiji Restoration,” JAS,16 (1956): 31-50.
Sakumu kiji.Edited by Nihon Shiseki Kyōkai.4 vols.Tokyo,1920-1921.The records of Matsudaira Shungaku of Echizen for the period July 1853 to Aug.1858,Cf.Saimu kiji and Zoku saimu kiji.
Sansom,G.B.The Western World and Japan.A Study in the Interaction of European and Asiatic Cultures.New York,1950.
Sappan seiyō roku (Kagoshima-ken shiryō-shū,vol.1).Kagoshima,1960.Reprint of the 1826 text.
Sasaki Takayuki.Kinnō hishi : Sasaki rōkō sekijitsu dan.Tokyo,1915.Memoirs of one of the Tosa men; a useful commentary independent of the Satsuma-Chōshū viewpoint.
Satow,E.M.A Diplomat in Japan.The Inner History of the Critical Years in the Evolution of Japan When the Ports Were Opened and the Monarchy Restored.London,1921.
——.“The Revival of Pure Shintau,” TASJ,vol.3 (1875),App.pp.1-87.
——,trans.Japan 1853-1864,or Genji Yume Monogatari.Tokyo,1905.A translation of Baba Bunei's work.
Segai Inoue Kō den.5 vols.Tokyo,1933-1934.The standard biography of Inoue Kaoru.
Seki Junya.Hansei kaikaku to Meiji ishin :han taisei no kiki to nōmin bunka.Tokyo,1956.
——.Meiji ishin to chiso kaisei.Kyoto,1967.
Sheldon,Charles D.The Rise of the Merchant Class in Tokugawa Japan,1600-1868.An Introductory Survey.Locust Valley,N.Y.,1958.
Shibahara Takuji.Meiji ishin no kenryoku kiban.Tokyo,1965.
Shibusawa Eiichi,Tokugawa Keiki Kō den.8 vols.Tokyo,1918.The standard biography,to which are appended some volumes of documents,including extracts from Keiki's memoirs.
Shimazu Hisamitsu Kō jikki.8 vols.Tokyo,1910.An important collection of Shimazu's papers,chiefly memorials and political correspondence.
Shimazu Nariakira genkōroku.Compiled by Ichiki Shirō.Tokyo,1944[1884].A collection of Nariakira's “conversations,” compiled after his death by one of his retainers.
Shimmi Kichiji.Kakyū shizoku no kenkyū.Tokyo,1953.
Shimonaka Yasaburō.Dai Saigō seiden.3 vols.Tokyo,1939-1940.The fullest biography of Saigō Takamori,but a traditionalist and not very satisfactory one.
Shōkiku Kido Kō den.Edited by Kido Kō Denki Hensanjo.2 vols.Tokyo,1927.The standard biography of Kido Kōin,including texts of many useful documents.
Silberman,Bernard S.“Bureaucratic Development and the Structure of Decision-making in Japan,1868-1925,” JAS,29 (1970): 347-362.
——.“Elite Transformation in the Meiji Restoration: The Upper Civil Service,1868-1873,” in Silberman and Harootunian,eds.,listed below,pp.233-259.
——.Ministers of Modernization.Elite Mobility in the Meiji Restoration,1868-1873.Tucson,Ariz.,1964.
——,and Harry D.Harootunian,eds.Modern Japanese Leadership :
Transi- tion and Change.Tucson,Ariz.,1966.
Sims,R.L.French Policy Towards Japan,1854-1894.Unpublished Ph.D.thesis.London,1968.
Smith,Thomas C.The Agrarian Origins of Modern Japan.Stanford,Calif.,1959.
——.“The Japanese Village in the Seventeenth Century,” reprinted (from Journal of Economic History,1952) in Hall and Jansen,eds.,listed above,pp.263-282.
——.“Land Tax in the Tokugawa Village,” JAS,18 (1958): 3-19.Reprinted in Hall and Jansen,eds.,listed above,pp.283-299.
——.“ōkura Nagatsune and the Technologists,” in Craig and Shively,eds.,listed above,pp.127-154.
——.Political Change and Industrial Development in Japan : Government Enterprise,1868-1880.Stanford,Calif.,1955.
Steiner,Kurt.Local Government in Japan.Stanford,Calif.,1965.
Strayer,Joseph R.“The Tokugawa Period and Japanese Feudalism,” in Hall and Jansen,eds.,listed above,pp.3-14.
Suematsu Kenchō.Bōchō kaiten shi.12 vols.Tokyo,1911-1920.An account of the part played by Chōshū in Japanese politics from the 1830's to 1871.
Sugitani Akira.Etō Shimpei [biography].Tokyo,1962.
Tabohashi Kiyoshi.Kindai Nihon gaikoku kankei shi.Rev.ed.Tokyo,1943.
Taguchi Ukichi.Nihon kaika shōshi.Tokyo,1934 [1877-1882].
Takahashi Kamekichi.“Keizaishi-jō ni okeru Meiji ishin,” in Meiji ishin-shi kenkyū,listed above,pp.112-148.
Takechi Zuizan kankei monjo.Edited by Nihon Shiseki Kyōkai.2 vols.Tokyo,1916.Takechi's letters,memorials,and related papers.
Tanaka Akira.Meiji ishin seiji-shi kenkyū.Tokyo,1965 [1963].
Tanaka Sōgorō.Kindai Nihon kanryō shi.Tokyo,1941.
——.Meiji ishin taiseishi.Tokyo,1941.
Tanaka Tokihiko.“Meiji Government and the Introduction of Railways,” Contemporary Japan (2 parts) 28 (1966-1967): 567-588,750-788.A fairly full summary in English of the author's 1963 book on this subject (below).
——.Meiji ishin no seikyoku to tetsudō kensetsu.Tokyo,1963.
Teng Ssu-yu and J.K.Fairbank,eds.China's Response to the West : A Documentary Survey,1839-1923.Cambridge,Mass.,1954.
Tokushi biyō.Edited by Shiryō Hensanjo.Tokyo,1933.A useful compilation of factual data about Japanese history.
Tokutomi Iichirō,ed.Kōshaku Matsukata Masayoshi den.2 vols.Tokyo,1935.The standard biography of Matsukata.
——,ed.Kōshaku Yamagata Aritomo den.3 vols.Tokyo,1933.The standard biography of Yamagata.
Tosa-han gōshi chōsha-sho (Tosa Shiryō Sōsho,no.3).Kōchi,1958.Lists of gōshi landholdings in Tosa in the late-Tokugawa period.
Totman,Conrad.“Political Reconciliation in the Tokugawa Bakufu: Abe Masahiro and Tokugawa Nariaki,1844-1852,” in Craig and Shively,eds.,listed above,pp.180-208.
——.Politics in the Tokugawa Bakufu,1600 - 1843.Cambridge,Mass.,1967.
Tōyama Shigeki.Meiji ishin.Tokyo,1951.
Tsuchiya Takao.“Bakumatsu dōranki no keizaiteki bunseki,” Chūō Kōron,47,11 (Oct.1932): 75-91.
——.“Bakumatsu shishi no mita Shina mondai,” Kaizō,20,7 (July 1938): 154-167.
——.Hōken shakai hōkai katei no kenkyū.Kyōto,1927.
——.Ishin keizai-shi.Tokyo,1942.
Tsukahira,T.G.Feudal Control in Tokugawa Japan : The Sankin-Kōtai System.Cambridge,Mass.,1966.
Tsunoda Ryusaku et al.Sources of Japanese Tradition.New York,1958.
Umetani Noboru.“Meiji ishin-shi ni okeru Chōshū-han no seiji-teki dōkō,” in Sakata,ed.,Meiji ishin-shi no mondai-ten,listed above,pp.307-354.
Ward,Robert,ed.Political Development in Modern Japan.Princeton,N.J.,1968.
Webb,Herschel.“The Development of an Orthodox Attitude Toward the Imperial Institution in the Nineteenth Century,” in Jansen,ed.,Changing Japanese Attitudes,listed above,pp.167-191.
——.The Japanese Imperial Institution in the Tokugawa Period.New York,1968.
Wilson,George M.“The Bakumatsu Intellectual in Action: Hashimoto Sanai in the Political Crisis of 1858,” in Craig and Shively,eds.,listed above,pp.234-263.
Wilson,Robert A.Genesis of the Meiji Government in Japan,1868-1871.Berkeley,Calif.,1957.
Wright,Mary C.The Last Stand of Chinese Conservatism.The T'ung-chih Restoration,1862-1874.Stanford,Calif.,1957.
Yamaguchi Muneyuki.Hashimoto Sanai [biography].Tokyo,1962.
Yodo Inaba-ke monjo.Edited by Nihon Shiseki Kyōkai.Tokyo,1926.The papers of a senior Bakufu official at the time of the Restoration.
Yoshida Tōyō ikō.Edited by Nihon Shiseki Kyōkai.Tokyo,1929.Some memorials and other papers of Yoshida Tōyō.
Yoshida Tsunekichi.Ii Naosuke [biography].Tokyo,1963.
Zōi shoken den.2 vols.Tokyo,1927.A collection of short biographies of par- ticipants in the Restoration movement.
Zoku saimu kiji.Edited by Nihon Shiseki Kyōkai.6 vols.Tokyo,1921-1922.Records of Matsudaira Shungaku of Echizen for the period Sept.1862 to Oct.1867.Cf.Sakumu kiji and Saimu kiji.
Zoku Tosa ijin den.Kōchi,1923.A collection of short biographies of Tosa men,mostly related to the Restoration.
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